ERC-1400

  • Name: ERC-1400 (Security Token Standards)
  • URL: https://github.com/ethereum/EIPs/issues/1411
  • Category: security-token umbrella standard / tokenization control-plane library / compliance-token meta-spec
  • Summary: ERC-1400 is best understood as an umbrella library for security-token interfaces rather than as one narrowly-scoped token primitive. Its draft spec bundles four different sub-standards — ERC-1410 for partitioned balances, ERC-1594 for transfer prechecks and issuance/redemption semantics, ERC-1643 for document management, and ERC-1644 for controller overrides — into one composable family. That makes it analytically useful because it exposes a design choice that later tokenization stacks often hide: regulated assets can be decomposed into partial-fungibility, preflight compliance checks, disclosure surfaces, and coercive admin powers instead of being treated as one undifferentiated “security token” feature set.
  • What it does:
    • Defines ERC-1400 as a library-style aggregate of multiple underlying security-token standards instead of a single self-sufficient contract interface
    • Preserves ERC-20 compatibility while explicitly aiming to cover issuance, redemption, transfer restrictions, partitioned balances, documents, and controller actions
    • Treats partitioned balances via ERC-1410 as a first-class requirement so subsets of one holder’s balance can carry different rights or restriction metadata
    • Uses ERC-1594-style preflight transfer checks and optional offchain-data injection so transfer validity can depend on more than balance and allowance
    • Standardizes document references through ERC-1643 so issuers can expose legal and disclosure materials onchain by name, URI, and hash
    • Standardizes controller transfer and redemption rights through ERC-1644 so force-move and force-burn powers are explicit rather than hidden in bespoke admin roles
  • Key claims:
    • The draft’s own simple summary says ERC-1400 represents a library of standards for security tokens on Ethereum, which is the clearest signal that the proposal is an umbrella coordination layer rather than one minimal interface.
    • The abstract is unusually explicit about the decomposition: differentiated ownership, transfer checking, document management, and controller operations are separate components that can still be treated as one family.
    • The strongest reusable insight is architectural rather than contractual: ERC-1400 argues that a regulated token stack should expose multiple control planes instead of flattening compliance, tranche logic, disclosure, and override power into one opaque issuer contract.
    • The underlying README makes clear that the standard was designed as a “foundational block” for additional standards and that offchain processes would still remain necessary, which is a useful reminder that the proposal is an interface framework for compliance, not compliance itself.
    • The requirements section is revealing because it bundles together transfer prechecks, forced transfers, issuance/redemption, metadata on subsets of balances, document discoverability, and optional signed offchain approvals. That set of requirements effectively defines the early security-token design space.
    • ERC-1400 is especially useful in the corpus as a comparison hinge: richer systems like ERC-3643 add identity registries and more operational policy on top, while thinner systems like ERC-1404 and ERC-1462 strip the stack back down to fewer hooks.
    • The community website’s older tranche-oriented interface language is also worth retaining because it shows how the family originally framed partitioned balances as security-specific tranches rather than as a generic token extension.
  • Whitepaper: No standalone ERC-1400 whitepaper surfaced in this pass. The strongest primary materials were the draft ERC issue, the Security Token Standard site, and the original EIP-Spec repository README collected in ../../whitepapers/erc-1400-primary-sources-2026-05-12.md.
  • Sources:
  • Last reviewed: 2026-05-12 UTC